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Lead Compliance Officer | Futures Commission Merchant

Wells Fargo Bank · New York City, New York · via adzuna

🗓 Posted: 2026-08-30 02:16  ·  Found by agent: 2026-09-25 13:28  ·  Last seen: 2026-09-25 19:30

58% match
$143,000–$224,000 salary
n/a applicants
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Score breakdown

ComponentRawWeightContributionEvidence
keywords33.3%30 10.0 second-linecompliance
seniority30.0%25 7.5 Lead
location100.0%20 20.0 nyc-metronew yorknew york city
salary70.8%15 10.62 $224,000
company100.0%10 10.0 bankbankinginvestmentsecurities

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About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Markets Compliance team. Reporting to the Head of Equities Compliance, this role will provide second-line compliance oversight for the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC. This position plays a critical role in overseeing and advancing the Futures Commission Merchant (FCM) compliance program. The successful candidate will help ensure complian…
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